Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Mocogni is a financial advisor with Equitable Distributors, LLC in Charlotte, NC. Thomas Mocogni has been in the financial services industry since 1989. Thomas Mocogni holds a Series 6, 7, 26, 63, and 65 licenses as well as the SIE. Thomas Mocogni is registered to conduct business in 12 states: Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Michigan, New York, Ohio, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/23/2005 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
04/20/1989 - 02/25/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/20/1989 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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