Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Meltzer is a registered representative of Morgan Stanley, with an active FINRA registration since June 2009. Thomas has been in the securities industry since April 1989 and holds the Series 7, Series 31, and Series 63 licenses. Thomas previously worked at firms including CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY & CO., INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Thomas is registered in the state of Indiana and Texas, where he is based in the Indianapolis office of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IN
02/11/2014 - Present
Morgan Stanley (Indianapolis IN)
IN
12/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (INDIANAPOLIS IN)
IN
04/02/2007 - 12/11/2007
MORGAN STANLEY & CO., INCORPORATED (INDIANAPOLIS IN)
IN
09/24/1998 - 04/02/2007
MORGAN STANLEY DW INC. (INDIANAPOLIS IN)
NJ
05/27/1994 - 09/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/18/1989 - 06/10/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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