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Thomas John Litz

THE Leaders Group, Inc.

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About Thomas John Litz

Thomas John Litz is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with The Leaders Group, Inc. Prior to joining The Leaders Group, Inc., Thomas was a registered representative with ING Financial Partners, Inc. Thomas holds the Series 6, Series 26, and Series 63 licenses. Thomas is currently registered in 52 states.

Firm Information

Thomas Litz is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Litz’s Registration & Firm History

CO

01/10/2013 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

07/29/2010 - 12/31/2012

ING FINANCIAL PARTNERS, INC. (SCHENECTADY NY)

NY

02/10/2005 - 07/28/2010

TOWER SQUARE SECURITIES, INC. (ELMIRA NY)

NY

09/08/1998 - 10/14/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CA

05/14/1996 - 12/31/1996

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

GA

08/15/1994 - 05/17/1996

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

CA

07/18/1989 - 08/15/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

NA

11/07/1986 - 05/30/1989

ROBERT W. BAIRD & CO. INCORPORATED

NA

10/13/1986 - 05/30/1989

NML EQUITY SERVICES, INC.

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Licenses & Designations

BC

Issued 12/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Litz.
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