Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Leonard is a financial advisor at Morgan Stanley. Thomas has been working in the financial industry since 1986. Thomas has worked for several firms in the past including E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, CREDIT SUISSE SECURITIES (USA) LLC, HARRISDIRECT LLC, and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Thomas holds several licenses and certifications including Series 7, Series 9, Series 10, Series 24, and Series 63. Thomas specializes in providing financial advice to individuals, businesses, investment companies, and charitable organizations. Thomas has a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/14/2022 - Present
Morgan Stanley (Jersey City NJ)
NJ
09/30/2016 - 06/03/2024
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
08/18/2014 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
NY
06/12/2007 - 02/27/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
02/13/2006 - 06/15/2007
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
06/17/1999 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NJ
11/08/1996 - 04/21/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
PA
05/01/1996 - 07/29/1996
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NA
07/23/1986 - 05/01/1996
UJB DISCOUNT BROKERAGE CO.
NA
12/05/1985 - 07/01/1986
EQUITABLE SECURITIES OF NEW YORK,INC.
BC
Issued 04/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 07/06/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Leonard is the right advisor for you? Invested Better is here to help.
