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Thomas John Lauria

VAN Rensselaer Management LLC

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About Thomas John Lauria

Thomas Lauria is a registered investment advisor representative with VAN Rensselaer Management LLC. Thomas has been in the industry since 2001 and holds the Series 63, 65 and 7 licenses. Prior to joining Van Rensselaer Management LLC, Thomas worked at Trump Securities LLC and Brimberg & Co. Thomas is also an owner of Avtera LLC, a consulting firm specializing in alternative investment firms. Thomas has a long history in the financial services industry.

Firm Information

Thomas Lauria is currently registered with VAN Rensselaer Management LLC. VAN Rensselaer Management LLC is an investment advisor with $16,000,000 in regulatory assets under management. They provide financial planning, pension consulting, and portfolio management for individuals, businesses, and charitable organizations. They also organize investment dinners and publish periodicals.

$16.00M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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organize investment dinners

Organize investment dinners

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Lauria’s Registration & Firm History

NY

05/29/2014 - Present

VAN Rensselaer Management LLC (NEW YORK NY)

NY

02/11/2014 - 12/31/2017

TRUMP SECURITIES, LLC (NEW YORK NY)

NY

04/11/2011 - 05/10/2013

BRIMBERG & CO. (NEW YORK NY)

NY

04/25/2003 - 07/30/2003

GOLDSMITH & HARRIS INCORPORATED (NEW YORK NY)

CT

04/30/2001 - 05/29/2001

ABN AMRO INCORPORATED (STAMFORD CT)

NY

08/01/2000 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/23/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/22/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas John Lauria.
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