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Thomas John Kozal

Flagstar Advisors

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About Thomas John Kozal

Thomas John Kozal is a registered representative with Flagstar Advisors. Thomas is a licensed advisor with over 2 years of experience in the financial services industry and holds Series 7, Series 63, and Series 24 licenses. Thomas is registered to provide securities and investment advisory services in 31 states. Thomas has experience working with a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

Thomas Kozal is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Kozal’s Registration & Firm History

NY

02/11/2022 - Present

Flagstar Advisors (New York NY)

NJ

01/23/2021 - 01/11/2022

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (FLORHAM PARK NJ)

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Licenses & Designations

BC

Issued 03/26/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/23/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Kozal.
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