Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kelley has been a registered representative since 1986 and is currently affiliated with Stifel, Nicolaus & Company, Inc. in the MEQUON, WI branch office. Thomas has experience in a variety of financial services, including investment advisory services, financial planning, and portfolio management. He is also a Certified Financial Planner. Thomas holds a Series 63 license and is registered as a broker-dealer in several states, as well as a Series 65 license and is registered as an investment advisor in Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
08/31/2007 - Present
Stifel, Nicolaus & Company, Inc. (MEQUON WI)
WI
01/14/2002 - 09/04/2007
A. G. EDWARDS & SONS, INC. (MEQUON WI)
WI
01/08/1986 - 01/17/2002
EQUABLE SECURITIES CORPORATION (MILWAUKEE WI)
IA
Issued 11/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1991
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/07/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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