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Thomas John Hopkins

CRC-IB

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About Thomas John Hopkins

Thomas John Hopkins is a securities professional with over 14 years of experience in the industry. Thomas currently works at CRC-IB. Previous firms include GroupArgent Securities, LLC, Northbound Securities LLC, and Cammack Larhette Brokerage, Inc.. Thomas holds FINRA Series 27, 28, SIE and Series 99TO licenses.

Firm Information

Thomas Hopkins is currently registered with CRC-IB. CRC-IB is a Limited Liability Company formed on January 14, 2011, and is registered in 36 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Hopkins’s Registration & Firm History

NY

07/08/2024 - Present

CRC-IB (NEW YORK NY)

NY

03/24/2016 - 08/29/2023

GROUPARGENT SECURITIES, LLC (NEW YORK NY)

FL

12/21/2021 - 04/20/2023

NORTHBOUND SECURITIES LLC (MIAMI FL)

NY

01/11/2019 - 10/11/2021

CAMMACK LARHETTE BROKERAGE, INC. (NEW YORK NY)

NJ

03/24/2020 - 08/06/2021

OPENDOOR SECURITIES LLC (JERSEY CITY NJ)

MA

10/06/2015 - 03/03/2021

LUMINEX TRADING & ANALYTICS LLC (BOSTON MA)

CT

07/11/2019 - 06/17/2020

ALDWYCH SECURITIES LLC (STAMFORD CT)

IL

04/12/2016 - 05/01/2020

PAS CAPITAL, LLC (FOX RIVER GROVE IL)

WA

07/31/2018 - 03/25/2020

JD MERIT SECURITIES (GIG HARBOR WA)

NY

04/26/2018 - 11/05/2019

LM + CO. CAPITAL (HUNTINGTON NY)

NY

11/13/2015 - 01/02/2019

CASTLE PLACEMENT, LLC (NEW YORK NY)

NY

06/16/2015 - 11/29/2017

OTKRITIE CAPITAL U.S. INC. (NEW YORK NY)

NY

07/20/2016 - 03/15/2017

H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)

NY

08/10/2015 - 10/28/2016

NEW HORIZONS ASSET MANAGEMENT GROUP, LLC (NEWBURGH NY)

NY

10/14/2013 - 01/30/2015

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

06/10/2013 - 09/18/2013

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

02/12/2010 - 05/31/2011

LABRANCHE CAPITAL, LLC (NEW YORK NY)

NY

08/11/2006 - 03/21/2011

LABRANCHE & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Hopkins.
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