Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Herkert is a financial advisor with Commonwealth Financial Network in Tarrytown, New York. Thomas has been in the industry since 1989 and holds Series 7, 63 and 65 licenses. Thomas is a Certified Financial Planner. He is also a co-owner of Berkowitz, Herkert & Associates, LLC, a private entity established to facilitate securities, advisory, and insurance business. Thomas specializes in providing financial planning, investment management, and retirement planning services to a wide range of clients, including individuals, families, and businesses. Thomas is committed to providing personalized and comprehensive financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/06/2022 - Present
Commonwealth Financial Network (Tarrytown NY)
NY
11/21/2003 - 06/08/2022
KESTRA INVESTMENT SERVICES, LLC (Tarrytown NY)
MA
10/25/1989 - 11/28/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 11/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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