Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harold has been in the financial services industry since September 1999. He is a registered representative with Cetera Investment Advisers LLC and has been with them since June 2023. Previously, Thomas Harold worked for Woodbury Financial Services, Inc. from June 2010 to September 2018 and for First Allied Securities, Inc. from May 2008 to June 2010. Thomas Harold is licensed to provide investment advice in Missouri, Texas, California, Colorado, Florida, Georgia, Illinois, Kentucky, New Mexico, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (Cape Girardeau MO)
MO
06/04/2010 - 09/07/2018
WOODBURY FINANCIAL SERVICES, INC. (CAPE GIRARDEAU MO)
MO
05/30/2008 - 06/14/2010
FIRST ALLIED SECURITIES, INC. (CAPE GIRARDEAU MO)
MO
09/30/1999 - 05/30/2008
FFP SECURITIES, INC. (CAPE GIRARDEAU MO)
IA
Issued 11/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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