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Thomas John Harm

Westpark Capital, Inc.

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About Thomas John Harm

Thomas Harm is a financial advisor at Westpark Capital, Inc. with over 30 years of experience in the industry. Thomas has held positions at several firms including Camden Financial Services, Finance 500, Inc., and BMA Securities, LLC. Thomas provides portfolio management for individuals and selection of other advisors to clients.

Firm Information

Thomas Harm is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Harm’s Registration & Firm History

CA

03/26/2020 - Present

Westpark Capital, Inc. (Irvine CA)

CA

05/24/2016 - 03/20/2020

BMA SECURITIES, LLC (EL SEGUNDO CA)

CA

01/19/1999 - 05/27/2016

FINANCE 500, INC. (IRVINE CA)

TX

04/05/1995 - 02/14/2011

CAMDEN FINANCIAL SERVICES (KELLER TX)

NA

10/04/1995 - 12/31/1998

FINANCE 500, INC.

NA

04/05/1995 - 05/18/1995

ROBERT SCOTT SECURITIES, INC.

IA

01/04/1995 - 01/24/1995

DICKINSON & CO. (DES MOINES IA)

CA

12/02/1993 - 01/14/1995

MONTANO SECURITIES CORPORATION (ORANGE CA)

CO

01/01/1991 - 04/10/1991

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

CA

11/29/1990 - 01/25/1991

TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)

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Licenses & Designations

BC

Issued 01/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/01/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas John Harm. Review regulatory record here.
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