Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Grobbel is a financial advisor with over 39 years of experience in the industry. Thomas is registered with Raymond James & Associates, Inc. and is licensed to provide investment advice in several states. Previously, Thomas held positions at Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc., UBS PaineWebber Inc., Smith Barney Shearson Inc., Lehman Brothers Inc. and E. F. Hutton & Company Inc. Thomas specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/24/2024 - Present
Raymond James & Associates, Inc. (BLOOMFIELD HILLS MI)
MI
06/01/2009 - 05/16/2016
MORGAN STANLEY (BLOOMFIELD HILLS MI)
MI
09/19/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TROY MI)
MI
03/13/2001 - 09/15/2006
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
NJ
05/07/1994 - 04/02/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/31/1993 - 04/18/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/20/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 09/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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