Unclaimed
Thomas Gordy is a financial advisor who has been in the industry since April 2012. Thomas is currently registered with Allstate Financial Services, LLC in Wisconsin. Thomas has a Series 6, Series 63, and SIE license. Thomas has been with Allstate Financial Services, LLC since September 2019. Previously, Thomas was also registered with Allstate Financial Services, LLC from April 2012 to August 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
09/04/2019 - Present
Allstate Financial Services, LLC (Brookfield WI)
WI
04/18/2012 - 08/30/2019
ALLSTATE FINANCIAL SERVICES, LLC (Brookfield WI)
BC
Issued 01/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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