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Thomas John Gemmell

Morgan Stanley

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About Thomas John Gemmell

Thomas John Gemmell is a financial advisor at Morgan Stanley. Thomas has been in the financial industry since 2000. Thomas holds a number of licenses, including Series 7, 66, 3, 4, 55, 24, and 99. Thomas has a strong background in financial planning and portfolio management. Thomas is a dedicated financial advisor and is committed to providing his clients with the highest level of service.

Firm Information

Thomas Gemmell is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Thomas Gemmell’s Registration & Firm History

IL

07/15/2022 - Present

Morgan Stanley (Chicago IL)

IL

09/13/2023 - 06/03/2024

E*TRADE SECURITIES LLC (Chicago IL)

IL

04/28/2015 - 09/05/2023

E*TRADE SECURITIES LLC (CHICAGO IL)

IL

04/04/2013 - 04/02/2015

OPTIONSXPRESS, INC. (CHICAGO IL)

IL

03/26/2013 - 04/02/2015

CHARLES SCHWAB & CO., INC. (CHICAGO IL)

IL

11/20/2002 - 04/04/2013

OPTIONSXPRESS, INC. (CHICAGO IL)

MA

02/25/1999 - 05/15/2001

BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)

NY

08/05/1998 - 09/25/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/17/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/29/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/28/2003

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/29/2005

Series 3 - National Commodity Futures Examination

BC

Issued 08/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas John Gemmell.
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