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Thomas John Garcia

Allstate Financial Advisors, LLC

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About Thomas John Garcia

Thomas John Garcia is a financial advisor who has been working in the industry since September 1987. Thomas is currently registered with Allstate Financial Advisors, LLC in Poway, California. Thomas also has prior registration history with firms such as Aragon Financial Services, Inc. and Titan/Value Equities Group, Inc., all located in California. Thomas holds the Series 6, Series 26, and Series 63 securities licenses. Thomas is also a Certified Financial Planner™.

Firm Information

Thomas Garcia is currently registered with Allstate Financial Advisors, LLC. Allstate Financial Advisors, LLC is an investment advisor located in LINCOLN, NE. The firm has 350 investment adviser representatives and manages approximately $62,134,830 in assets for 189 individuals. They provide selection of other advisors.
Allstate Financial Advisors, LLC

151 N 8TH STREET, SUITE 450

LINCOLN, NE 68508

$62.13M

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Third party advisory fees

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Thomas Garcia’s Registration & Firm History

CA

03/27/2013 - Present

Allstate Financial Advisors, LLC (Poway CA)

CA

12/16/1991 - 05/31/2001

ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)

CA

11/07/1989 - 12/12/1991

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

NA

09/24/1987 - 11/07/1989

VALUE EQUITIES CORPORATION

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Licenses & Designations

BC

Issued 04/11/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Garcia.
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