Unclaimed
Thomas John Garcia is a financial advisor who has been working in the industry since September 1987. Thomas is currently registered with Allstate Financial Advisors, LLC in Poway, California. Thomas also has prior registration history with firms such as Aragon Financial Services, Inc. and Titan/Value Equities Group, Inc., all located in California. Thomas holds the Series 6, Series 26, and Series 63 securities licenses. Thomas is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Third party advisory fees
1
2
CA
03/27/2013 - Present
Allstate Financial Advisors, LLC (Poway CA)
CA
12/16/1991 - 05/31/2001
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
CA
11/07/1989 - 12/12/1991
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
09/24/1987 - 11/07/1989
VALUE EQUITIES CORPORATION
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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