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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Fitzgerald is a financial advisor at Stifel, Nicolaus & Company, Inc. Thomas John Fitzgerald has been in the financial services industry for over 40 years and is registered with the state of Wisconsin. Thomas John Fitzgerald is also a registered investment advisor and is licensed to sell securities. Thomas John Fitzgerald offers a range of services to individual investors, including financial planning, portfolio management, and educational seminars. Thomas John Fitzgerald is a member of the Series 7 and Series 63. Thomas John Fitzgerald has experience working with individuals, businesses, pension plans, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/16/2018 - Present
Stifel, Nicolaus & Company, Inc. (MADISON WI)
WI
04/13/1981 - 03/16/2018
B. C. ZIEGLER AND COMPANY (MIDDLETON WI)
IA
Issued 05/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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