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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Fitchett is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC. Thomas has a wide range of experience in the financial services industry, having worked with several firms including Citigroup Global Markets Inc. and Hibbard Brown & Co., Inc. Thomas holds a variety of licenses and certifications, including Series 7, 9, 10, 24, 31, and 63, as well as the SIE and Series 65. Thomas specializes in providing investment advice to individuals, businesses, and institutions. Thomas is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
09/30/2010 - Present
Wells Fargo Clearing Services, LLC (ROANOKE VA)
NY
05/15/2000 - 06/08/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/04/1992 - 05/23/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/30/1991 - 10/07/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 01/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/11/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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