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Thomas John Fisher

First Command Brokerage Services, Inc.

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About Thomas John Fisher

Thomas John Fisher is a financial professional with over 20 years of experience in the financial services industry. Thomas is currently registered with First Command Brokerage Services, Inc. Thomas holds the Series 3, 7, 24, 30, 66, and SIE licenses. Prior to joining First Command Brokerage Services, Inc., Thomas held positions at J.P. Morgan Institutional Investments Inc., Franklin/Templeton Distributors, Inc., and Franklin Templeton Financial Services Corp. Thomas is a principal and a general securities representative and has been in the securities industry since April 30, 2004.

Firm Information

Thomas Fisher is currently registered with First Command Brokerage Services, Inc.. First Command Brokerage Services, Inc. is a Corporation formed in 1958 and is registered in 52 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

172

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Fisher’s Registration & Firm History

CT

08/26/2024 - Present

First Command Brokerage Services, Inc. (New London CT)

NY

08/15/2017 - 06/03/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (NEW YORK NY)

NY

08/09/2017 - 06/03/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (NEW YORK NY)

NY

12/20/2000 - 06/20/2017

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/07/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 03/30/2012

Series 30 - NFA Branch Manager Examination

BC

Issued 07/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2005

Series 3 - National Commodity Futures Examination

BC

Issued 12/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Fisher.
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