Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dwyer is a financial advisor with Morgan Stanley, where Thomas has been employed since June 2009. Thomas has been in the financial industry since February 1999. Thomas has Series 7, SIE, and Series 63 licenses, as well as Series 65, and has been registered with FINRA and the states of Arizona, California, Colorado, Connecticut, Florida, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Utah, Vermont, Virginia, and Washington. Thomas's previous employment includes CITIGROUP GLOBAL MARKETS INC. and TUCKER ANTHONY INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/06/2018 - Present
Morgan Stanley (Latham NY)
NY
12/15/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NISKAYUNA NY)
MA
02/16/1999 - 01/11/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
IA
Issued 03/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Dwyer is the right advisor for you? Invested Better is here to help.
