Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Durkin is a financial advisor with over 20 years of experience in the industry. Thomas joined Principal Securities, Inc. in May 2019. Previously, Thomas was employed with UBS Financial Services Inc. for over a year. Thomas is a registered representative in Iowa, Massachusetts, New Jersey, Pennsylvania, and West Virginia and has passed the Series 6, 7, 63, 65, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
PA
05/29/2019 - Present
Principal Securities, Inc. (PITTSBURGH PA)
PA
01/17/2018 - 05/07/2019
UBS FINANCIAL SERVICES INC. (PITTSBURGH PA)
PA
12/31/2000 - 08/31/2015
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
10/01/1998 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
08/12/1996 - 04/09/1998
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 04/12/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Durkin is the right advisor for you? Invested Better is here to help.
