Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dunlap is a financial professional with Northwestern Mutual Investment Services, LLC. Thomas is registered in Minnesota and is licensed to offer securities and investment advisory services. Thomas has experience in the financial services industry since 2022. Thomas has passed the Series 7TO, SIE and Series 63 exams. Thomas is located at the Minnetonka, Minnesota office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MN
01/05/2023 - Present
Northwestern Mutual Investment Services, LLC (Minnetonka MN)
BC
Issued 02/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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