Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Duke is a financial advisor with Cambridge Investment Research, Inc., a firm with a history of financial expertise and a strong commitment to its clients. Thomas has been in the industry since 1996, bringing over 25 years of experience to his role. Prior to joining Cambridge Investment Research, Inc., Thomas was registered with CETERA ADVISOR NETWORKS LLC and TOWER SQUARE SECURITIES, INC. Thomas is licensed to offer financial advice in Massachusetts, Florida and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
12/02/2013 - Present
Cambridge Investment Research, Inc. (LUDLOW MA)
MA
09/03/2013 - 12/06/2013
CETERA ADVISOR NETWORKS LLC (LUDLOW MA)
MA
01/28/1999 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (LUDLOW MA)
CT
01/26/1996 - 02/11/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BC
Issued 01/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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