Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Domin is a financial advisor with over 20 years of experience in the industry. He is currently registered with Raymond James Financial Services Advisors, Inc. and has previously been registered with HSBC Securities (USA) Inc., TIAA-CREF Individual & Institutional Services, LLC and American Express Financial Advisors Inc. Thomas has a strong track record of providing financial advice and investment services to clients. He is a Certified Financial Planner and is licensed to sell life insurance in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
08/19/2021 - Present
Raymond James Financial Services Advisors, Inc. (Buffalo NY)
NY
10/10/2012 - 07/22/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (AMHERST NY)
NY
01/01/2005 - 04/23/2012
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
01/09/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MN
11/18/2002 - 06/23/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/18/2002 - 06/23/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/24/2002 - 10/22/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/24/2002 - 10/22/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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