Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dalton has been in the financial industry for over 24 years. Currently, Thomas is a Registered Representative with LPL Enterprise, LLC in Emerson, NJ. Thomas' experience includes previous roles with The Griswold Company, Incorporated, J.P. Dalton & Associates, Inc., Schonfeld Securities, LLC, Fleet Meehan Specialist, Inc., and H.D. Vest Investment Securities, Inc. Thomas has passed the Series 63, 66, 7, 21, 24, 25, and 55 examinations. Thomas provides consulting and other non-discretionary advisory services, financial planning, educational seminars, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/14/2024 - Present
LPL Enterprise, LLC (EMERSON NJ)
NY
02/13/2007 - 09/01/2009
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
NY
03/22/2004 - 02/26/2007
J.P. DALTON & ASSOCIATES, INC. (NEW YORK NY)
NY
01/26/2001 - 03/16/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
10/01/2000 - 01/01/2001
FLEET MEEHAN SPECIALIST, INC. (NEW YORK NY)
TX
12/24/1996 - 09/25/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BOTH
Issued 10/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 07/22/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
Not sure Thomas Dalton is the right advisor for you? Invested Better is here to help.
