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Thomas John Connelly

Deutsche Bank Securities Inc.

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About Thomas John Connelly

Thomas Connelly is a financial professional with over 25 years of experience in the financial services industry. He currently holds the Series 7, Series 99, Series 24, and SIE licenses. Thomas has a strong background in investment banking, with previous experience at prominent firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Deutsche Bank Securities Inc. Thomas is currently a Registered Representative at Deutsche Bank Securities Inc. in Jacksonville, Florida.

Firm Information

Thomas Connelly is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Thomas Connelly’s Registration & Firm History

FL

12/07/2015 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

NY

11/01/2010 - 02/12/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/24/2009 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/03/2007 - 05/25/2007

EWT, LLC (NEW YORK NY)

NY

01/13/2001 - 10/19/2006

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

11/07/1996 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NY

09/24/1990 - 11/23/1994

LEPERCQ, DE NEUFLIZE SECURITIES INC. (NEW YORK NY)

NA

10/14/1988 - 02/22/1989

J. T. MORAN & CO., INC.

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Licenses & Designations

BC

Issued 10/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2015

Series 99 - Operations Professional Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Connelly.
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