Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Coelho is a financial advisor with over 25 years of experience in the financial services industry. Thomas is currently registered with B. Riley Wealth Advisors, Inc. where he is a registered representative. He has a Series 65, Series 63, Series 31, Series 7, and Series 52 licenses. Previously, Thomas worked as a financial advisor for Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc. and Citigroup Global Markets Inc. He is licensed to provide investment advice and securities trading in multiple states. Thomas specializes in providing financial planning, investment management, and pension consulting services to individuals, families, businesses and charities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2022 - Present
B. Riley Wealth Advisors, Inc. (Port Washington NY)
NY
10/05/2009 - 01/26/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
07/21/2006 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (MELVILLE NY)
NY
12/06/2000 - 07/28/2006
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
MI
09/11/1996 - 12/11/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 09/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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