Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Clay is an investment advisor representative with Osaic Wealth, Inc. with over 25 years of experience in the financial services industry. Thomas is a registered investment advisor in Massachusetts and holds Series 6, 7, 63, 65 and SIE licenses. Thomas specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. He is also a licensed insurance producer offering fixed annuities, disability, health, life and long term care.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
09/01/2023 - Present
Osaic Wealth, Inc. (ESSEX MA)
MA
06/23/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (ESSEX MA)
MA
12/01/2006 - 06/24/2015
QUESTAR CAPITAL CORPORATION (ESSEX MA)
MA
04/19/2006 - 12/01/2006
USALLIANZ SECURITIES, INC. (WENHAM MA)
MA
04/12/1999 - 04/26/2006
TOWER SQUARE SECURITIES, INC. (WENHAM MA)
IN
03/10/1997 - 04/12/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
BOTH
Issued 06/01/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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