Unclaimed
Thomas Chun is a registered investment advisor representative with Pruco Securities, LLC. Thomas has been in the financial services industry for more than 10 years. Thomas has a Series 7, 63, and 65 license and has experience providing financial advice to individuals and businesses. Thomas is committed to providing clients with personalized financial advice and helping them achieve their financial goals. Thomas has a branch office located in Marlton, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
05/10/2019 - Present
Pruco Securities, LLC (Marlton NJ)
MO
08/29/2008 - 11/04/2008
EDWARD JONES (ST. LOUIS MO)
IA
Issued 03/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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