Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Burkly is a financial advisor with Guggenheim Securities, LLC. Thomas has been a registered representative since 2009. His primary area of focus is in investment banking and he holds Series 7, 24, 63, 79TO and SIE licenses. Thomas was previously with Credit Suisse Securities (USA) LLC and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/28/2018 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
02/02/2016 - 12/17/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/29/2009 - 11/12/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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