Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bruce is a financial professional with over 7 years of experience in the financial services industry. Thomas John Bruce is currently registered with Cetera Investment Advisers LLC in EDINA, MN and is also a co-owner of Swan Wealth Management. Thomas Bruce has a Series 6, 7TO, 63, and 65 licenses. Previously, Thomas John Bruce was registered with Northern Lights Distributors, LLC in Elkhorn, NE and with Jackson National Life Distributors LLC in Denver, CO. Thomas John Bruce has a wide range of experience in providing financial services to individuals and businesses, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
03/18/2024 - Present
Cetera Investment Advisers LLC (EDINA MN)
NE
10/07/2020 - 12/01/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
04/18/2016 - 06/08/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 03/15/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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