Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Bruce is a financial professional registered with Cetera Investment Advisers LLC, an investment advisory firm headquartered in Schaumburg, IL. Thomas is a licensed financial professional with experience in the financial services industry. He is currently working in the firm's Edina, MN office. Thomas holds licenses in various states, including Minnesota and Arizona. His professional experience includes previous roles with Northern Lights Distributors, LLC and Jackson National Life Distributors LLC. Thomas offers a range of financial services, including financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
03/18/2024 - Present
Cetera Investment Advisers LLC (EDINA MN)
NE
10/07/2020 - 12/01/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
04/18/2016 - 06/08/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 3/15/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 8/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/8/2024
Series 7TO - General Securities Representative Examination
BC
Issued 6/8/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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