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Thomas John Boccellari

Prudential Investment Management Services LLC

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About Thomas John Boccellari

Thomas Boccellari is a financial professional with experience in the securities industry. Thomas is currently registered with Prudential Investment Management Services LLC in New Jersey. Prior to joining Prudential, Thomas worked with Invesco Distributors, Inc. in Illinois. Thomas has a variety of licenses and registrations including Series 7, Series 63, Series 6TO and the SIE exam.

Firm Information

Thomas Boccellari is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Boccellari’s Registration & Firm History

NJ

12/18/2019 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

IL

11/21/2015 - 04/05/2018

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

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Licenses & Designations

BC

Issued 12/04/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Boccellari.
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