Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Berger is a financial professional based in Hot Springs, SD. Thomas has been in the industry since 2008 and is currently registered with FBL Marketing Services, LLC. He is licensed to offer securities and investment advisory services in Montana and South Dakota. He is also licensed in Investment Company Products/Variable Contracts and General Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
05/03/2010 - Present
FBL Marketing Services, LLC (Hot Springs SD)
SD
04/09/2007 - 09/19/2007
A. G. EDWARDS & SONS, INC. (RAPID CITY SD)
SD
10/18/2004 - 06/01/2006
FIRST COMMAND FINANCIAL PLANNING, INC. (RAPID CITY SD)
BC
Issued 05/28/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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