Unclaimed
Thomas Bashwiner is a financial advisor with over 10 years of experience in the industry. He currently works at Lazard Freres & Co. LLC in the New York office. Thomas has held previous roles at BOFA Securities, Inc., Barclays Capital Inc. and Freeman & Co. Securities LLC. Thomas is licensed in Massachusetts and New York. He is a Series 63, 79 and SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/21/2024 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
MA
09/08/2021 - 02/20/2024
BOFA SECURITIES, INC. (BOSTON MA)
NY
04/12/2018 - 06/03/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/20/2013 - 03/20/2018
FREEMAN & CO. SECURITIES LLC (NEW YORK NY)
BC
Issued 10/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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