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Thomas John Bashwiner

Lazard Freres & Co. LLC

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About Thomas John Bashwiner

Thomas Bashwiner is a financial advisor with over 10 years of experience in the industry. He currently works at Lazard Freres & Co. LLC in the New York office. Thomas has held previous roles at BOFA Securities, Inc., Barclays Capital Inc. and Freeman & Co. Securities LLC. Thomas is licensed in Massachusetts and New York. He is a Series 63, 79 and SIE exam holder.

Firm Information

Thomas Bashwiner is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Bashwiner’s Registration & Firm History

NY

02/21/2024 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

MA

09/08/2021 - 02/20/2024

BOFA SECURITIES, INC. (BOSTON MA)

NY

04/12/2018 - 06/03/2021

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/20/2013 - 03/20/2018

FREEMAN & CO. SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas John Bashwiner.
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