Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Alford is a financial advisor with Onedigital Investment Advisors. He is registered with the state of California as an Investment Advisor Representative and is also a registered representative with the state of South Dakota. Thomas has been in the financial services industry since 2009. He holds Series 66, SIE, and Series 7 licenses. Thomas is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
12/05/2018 - Present
Onedigital Investment Advisors (San Diego CA)
CA
01/02/2019 - 08/23/2024
TRIAD ADVISORS LLC (San Diego CA)
CA
06/30/2016 - 12/31/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
MA
12/04/2014 - 04/15/2016
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CA
11/30/2010 - 12/22/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
08/13/2009 - 11/30/2010
NRP FINANCIAL, INC. (SAN DIEGO CA)
BOTH
Issued 08/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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