Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas John Alexander is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with LPL Financial LLC, a national financial services firm. Prior to joining LPL, Thomas worked for Principal Securities, Inc., Principal Funds Distributor, Inc., State Farm VP Management Corp. and Washington Square Securities, Inc. Thomas holds a variety of licenses and certifications, including Series 6, 62, 63, 65, 22, 26 and 99TO. Thomas specializes in providing financial planning and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
05/27/2022 - Present
LPL Financial LLC (DES MOINES IA)
IA
03/27/2004 - 05/26/2022
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
11/17/2009 - 04/23/2015
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IL
12/11/2003 - 03/19/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CT
10/06/2003 - 11/03/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
KS
10/25/1999 - 10/03/2003
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
IA
Issued 04/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/23/1999
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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