Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Aldrich is a financial professional with over 25 years of experience in the industry. Thomas is currently registered with Osaic Wealth, Inc. in New York and Texas. Thomas has held previous positions with SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., and CITIGROUP GLOBAL MARKETS INC.. Thomas is committed to providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/02/2024 - Present
Osaic Wealth, Inc. (WILLIAMSVILLE NY)
NY
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WILLIAMSVILLE NY)
AZ
08/15/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
03/05/1998 - 08/21/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 03/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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