Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dice is a financial advisor registered with Osaic Wealth, Inc. Thomas has been in the financial services industry since 1970 and has a wide range of experience. Thomas is a Certified Financial Planner™ and a Chartered Financial Consultant™. Thomas is also registered as an investment advisor representative in South Dakota. Thomas Dice can provide financial planning, pension consulting and portfolio management services. Thomas also provides educational seminars and assists clients in selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
04/09/2021 - Present
Osaic Wealth, Inc. (MITCHELL SD)
NA
12/02/1983 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/25/1982 - 11/02/1987
NYLIFE SECURITIES INC.
NA
09/23/1970 - 11/27/1979
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
IA
Issued 01/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/19/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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