Unclaimed
Thomas Darden is an investment advisor representative with Ameriprise Financial Services, LLC. Thomas has been in the industry since 2001 and has experience with various financial firms. Ameriprise Financial Services, LLC is a large firm with over $479 billion in assets under management. Thomas specializes in working with high-net-worth individuals, pension and profit sharing plans, corporations and other businesses, as well as charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/09/2022 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
12/03/2013 - 09/15/2022
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
FL
01/01/2005 - 01/06/2014
HSBC SECURITIES (USA) INC. (FORT LAURDALE FL)
NY
03/05/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
05/15/2002 - 02/14/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MN
07/09/2001 - 05/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/09/2001 - 05/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
08/10/2000 - 01/24/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/10/2000 - 01/24/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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