Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Maher is a financial advisor with U.s. Bancorp Investments, Inc., located in Charlotte, NC. Thomas has been in the financial services industry since 2004 and holds a Series 7, Series 24, and Series 53 license. Thomas works with individuals and families to provide financial planning and investment management services. Thomas has extensive experience in the industry, specializing in various financial products and services. Thomas was previously employed by WELLS FARGO SECURITIES, LLC and WELLS FARGO INSTITUTIONAL SECURITIES, LLC, also located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
10/10/2023 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NC
10/13/2004 - 10/12/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
11/10/2011 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 04/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Maher is the right advisor for you? Invested Better is here to help.
