Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Parker has been in the financial services industry since November 1973. Thomas is currently registered with Thoroughbred Financial Services, LLC in Tennessee and Texas. Thomas is also registered with the following states: Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Missouri, Montana, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Washington and Wyoming. Thomas has also worked for Advanced Financial Planning Securities Corporation, Capital Analysts, Incorporated and Advance Planning Corporation. Thomas is a Chartered Financial Consultant. Thomas specializes in investment advisory services, retirement planning and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/11/2008 - Present
Thoroughbred Financial Services, LLC (BRENTWOOD TN)
TN
02/24/1986 - 12/22/2000
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)
NA
06/27/1974 - 02/08/1986
CAPITAL ANALYSTS, INCORPORATED
NA
11/16/1973 - 08/15/1974
ADVANCE PLANNING CORPORATION
BC
Issued 03/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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