Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Jeffrey Lopez is a financial advisor with over 27 years of experience in the industry. Thomas has a Series 7, Series 63, and Series 72 license and is registered with the state of New York as an investment advisor representative. Thomas currently works with Osaic Wealth, Inc. and has previously worked at Cambridge Investment Research, Inc., Invest Financial Corporation, and Advantage Capital Corporation. Thomas specializes in financial planning, pension consulting, educational seminars, and selection of other advisors for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
12/11/2014 - 11/15/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Suffern NY)
NY
05/17/2004 - 12/12/2014
INVEST FINANCIAL CORPORATION (NANUET NY)
GA
08/29/1996 - 05/18/2004
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BC
Issued 10/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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