Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Carlson is a financial professional with over 10 years of experience in the financial services industry. Thomas has held positions with various firms including Ameriprise Financial Services, U.S. Bancorp Investments, Inc., and Voya Financial Advisors. Thomas currently works as a Registered Representative and Investment Advisor Representative for Wedbush Securities Inc. Thomas is licensed to provide investment advice in California and Minnesota. Thomas has a strong background in financial planning, portfolio management, and securities trading. Thomas is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/27/2022 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
MN
07/26/2017 - 09/26/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
01/06/2015 - 07/19/2017
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
11/22/2013 - 12/31/2014
VOYA FINANCIAL PARTNERS, LLC (MINNEAPOLIS MN)
MN
11/15/2013 - 12/31/2014
VOYA FINANCIAL ADVISORS, INC. (MINNEAPOLIS MN)
MN
07/31/2013 - 11/29/2013
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
BOTH
Issued 12/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/13/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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