Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Baker is a financial advisor who has been in the industry since 2002. He is currently registered with Raymond James Financial Services, Inc. and has been with the firm since 2010. Previously, Thomas was registered with LPL Financial Corporation from 2003 to 2010. Thomas holds the Series 63, Series 7 and SIE licenses. He is registered in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
09/22/2010 - Present
Raymond James Financial Services, Inc. (COLUMBUS IN)
IN
05/29/2003 - 09/22/2010
LPL FINANCIAL CORPORATION (COLUMBUS IN)
NA
07/27/1993 - 05/13/1994
HIBBARD BROWN & CO., INC.
BC
Issued 06/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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