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Thomas Jeffrey Angold

Fidelity Brokerage Services LLC

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About Thomas Jeffrey Angold

Thomas Angold is a financial professional with over 10 years of experience in the industry. He is a Registered Principal with a Series 24, Series 4, Series 10, and Series 9. Thomas is currently registered with Fidelity Brokerage Services LLC and previously worked with E*TRADE SECURITIES LLC. He holds the Series 7, Series 63, and SIE licenses. Thomas is registered in Utah, Texas, Missouri, and Massachusetts.

Firm Information

Thomas Angold is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Angold’s Registration & Firm History

RI

11/10/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

UT

11/09/2011 - 10/27/2021

E*TRADE SECURITIES LLC (SANDY UT)

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Licenses & Designations

BC

Issued 11/17/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/22/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/17/2019

Series 4 - Registered Options Principal Examination

BC

Issued 01/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Jeffrey Angold.
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