Unclaimed
Thomas Angold is a financial professional with over 10 years of experience in the industry. He is a Registered Principal with a Series 24, Series 4, Series 10, and Series 9. Thomas is currently registered with Fidelity Brokerage Services LLC and previously worked with E*TRADE SECURITIES LLC. He holds the Series 7, Series 63, and SIE licenses. Thomas is registered in Utah, Texas, Missouri, and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/10/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
UT
11/09/2011 - 10/27/2021
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 11/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2019
Series 4 - Registered Options Principal Examination
BC
Issued 01/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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