Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Jefferson Sullivan is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas Jefferson Sullivan is also a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas Jefferson Sullivan has been in the industry for 3 years and has 11 state licenses in 12 states. Thomas Jefferson Sullivan has passed the Uniform Combined State Law Examination, the General Securities Representative Examination, and the Securities Industry Essentials Examination. Thomas Jefferson Sullivan is a consultant for Gerson Lehrman Group, Inc. and Junk Knight LLC. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Thomas Jefferson Sullivan was employed by Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/26/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FREDERICKSBURG VA)
VA
11/01/2022 - 03/15/2023
EDWARD JONES (FREDERICKSBURG VA)
BOTH
Issued 11/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Sullivan is the right advisor for you? Invested Better is here to help.
