Unclaimed
Thomas Saul is a financial advisor with over 10 years of experience in the financial services industry. Thomas is registered with Commonwealth Financial Network and holds a Series 6, 7, 65 and 66 licenses. Thomas specializes in providing financial advice to individuals and businesses. They offer a variety of financial planning services, including retirement planning, investment management, and estate planning. Thomas has a strong track record of helping clients achieve their financial goals. Thomas is committed to providing personalized advice and exceptional service to each of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/25/2022 - Present
Commonwealth Financial Network (MIAMI FL)
FL
05/10/2011 - 05/24/2011
SECURITIES AMERICA, INC. (MIAMI FL)
IA
Issued 10/09/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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