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Thomas Jason Worsley

Citizens Securities, Inc.

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About Thomas Jason Worsley

Thomas Worsley is a financial advisor with Citizens Securities, Inc. in Johnston, Rhode Island. Thomas has been in the securities industry since 2002. He is a Certified Financial Planner and holds FINRA Series 6, 7, 9, 10, 63, and 66 registrations. He has also passed the SIE exam. Thomas specializes in investments and financial planning. Thomas has worked for multiple firms in the past, including J.P. Morgan Securities LLC, TD Ameritrade, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Thomas Worsley is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Worsley’s Registration & Firm History

RI

12/20/2022 - Present

Citizens Securities, Inc. (JOHNSTON RI)

RI

02/25/2021 - 07/07/2022

J.P. MORGAN SECURITIES LLC (Greenville RI)

MA

11/12/2019 - 01/11/2021

TD AMERITRADE, INC. (BOston MA)

RI

12/15/2015 - 02/14/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

CA

08/10/2004 - 02/19/2015

FIDELITY BROKERAGE SERVICES LLC (EL SEGUNDO CA)

RI

01/14/2002 - 08/10/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 03/17/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/09/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2003

Series 7 - General Securities Representative Examination

BC

Issued 01/11/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Jason Worsley.
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