Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Knight is a financial advisor with over 18 years of experience in the industry. Thomas is currently registered with Mutual Advisors, LLC in Little Rock, AR. Thomas has a broad range of experience, having previously worked at a number of firms including TRUTORO, PURSHE KAPLAN STERLING INVESTMENTS, AMERIPRISE FINANCIAL SERVICES, INC., NFP ADVISOR SERVICES, LLC and NFP SECURITIES, INC.. Thomas holds the Series 7, Series 66 and SIE licenses. Thomas offers a variety of financial services including financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
08/14/2023 - Present
Mutual Advisors, LLC (Little Rock AR)
AR
10/11/2018 - 08/14/2023
TRUTORO (North LIttle Rock AR)
AR
11/01/2016 - 05/15/2017
PURSHE KAPLAN STERLING INVESTMENTS (SEARCY AR)
AR
07/06/2015 - 08/19/2016
AMERIPRISE FINANCIAL SERVICES, INC. (LITTLE ROCK AR)
AR
10/25/2012 - 06/05/2015
NFP ADVISOR SERVICES, LLC (LITTLE ROCK AR)
TX
12/03/2004 - 10/23/2012
NFP SECURITIES, INC. (AUSTIN TX)
BOTH
Issued 04/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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