Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cowell is a financial advisor with Edward Jones, a firm headquartered in St. Louis, MO. Thomas has been in the financial services industry since 2007 and holds Series 6, 7, and 63 licenses. He is also a Certified Financial Planner. Prior to joining Edward Jones, Thomas worked for several other firms, including LPL Financial LLC, Investment Centers of America, Inc., Midwestern Securities Trading Company, LLC, PNC Investments, and NatCity Investments, Inc. Thomas has a wide range of experience in the industry and is well-equipped to provide financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
04/20/2018 - Present
Edward Jones (Glen Carbon IL)
IL
01/30/2017 - 04/26/2018
LPL FINANCIAL LLC (TRENTON IL)
IL
07/22/2013 - 01/31/2017
INVESTMENT CENTERS OF AMERICA, INC. (TRENTON IL)
IL
09/02/2010 - 07/19/2013
MIDWESTERN SECURITIES TRADING COMPANY, LLC (TRENTON IL)
IL
11/13/2009 - 08/25/2010
PNC INVESTMENTS (COLLINSVILLE IL)
IL
07/12/2007 - 11/13/2009
NATCITY INVESTMENTS, INC. (EDWARDSVILLE IL)
IL
02/19/2007 - 06/26/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BELLEVILLE IL)
IA
Issued 09/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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