Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Jarrett Bolain is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas Bolain has been in the industry since 2008, working in various roles for several firms, including TD Ameritrade, Inc., ScotTrade, Inc., Commerce Brokerage Services, Inc., PNC Investments and Wells Fargo Advisors, LLC. Thomas Bolain is registered in 53 states, specializing in investments and financial planning for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/11/2020 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/26/2018 - 02/20/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
06/20/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
08/11/2015 - 11/21/2016
COMMERCE BROKERAGE SERVICES, INC. (Maryland Heights MO)
MO
08/01/2014 - 08/14/2015
PNC INVESTMENTS (WEBSTER GROVES MO)
MO
12/19/2011 - 09/19/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
01/16/2007 - 09/12/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
05/12/2006 - 01/17/2007
UNITED SECURITIES ALLIANCE, INC. (ST. LOUIS MO)
TX
08/12/2004 - 07/26/2005
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
MO
11/12/2002 - 04/08/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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